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EU Financial Services outsourcing regulation

Download our guide to discover key EU financial services IT outsourcing regulations firms must comply with.

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Escode EU Regulation Guide 1

         

Our guide provides an overview of the EU financial services regulations firms must comply with for outsourcing arrangements.

Download the guide and discover how to:

  • Comply with EU financial services regulations for outsourcing arrangements.
  • Assess the resilience of outsourcing service providers.
  • Maintain & test business continuity and exit plans for critical services.
  • Implement software escrow to ensure access to the software source code under specific conditions.

Download the guide to learn more.

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EU financial services regulations covered within the guide

 

Europe

European Banking Authority (EBA) - Guidelines on outsourcing arrangements and Digital Operational Resilience Act (DORA).

Netherlands

The Dutch Central Bank (De Nederlandsche Bank) - Good practices for managing outsourcing risks.

United Kingdom

Prudential Regulations Authority (PRA) - Supervisory Statement 2/21.

Germany

Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) - MaRisk & Supervisory Requirements for IT in Financial Institutions (BAIT).

Switzerland

Financial Market Supervisory Authority (FINMA)  - Circular 2018/03 Outsourcing.

Ireland

Central Bank of Ireland - Cross Industry Guidance on Operational Resilience.

  

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